William L. Bartels
Professional summary
William Lee Bartels III, CFP®, who also goes by William Lee Bartels, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Tucson, Arizona and FIRST COMMAND BROKERAGE SERVICES, INC. located in Tucson, Arizona.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. William has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Lee Bartels III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 5920 E Pima Street Suite 170, Tucson, AZ 85712February 26, 2007 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 5920 E Pima Street Suite 170, Tucson, AZ 85712April 4, 2008 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2023)
(7/25/2024)
(8/15/2022)
(4/26/2007)
(7/8/2011)
(1/18/2019)
(9/10/2025)
(7/28/2021)
(9/13/2024)
(1/5/2022)
(10/15/2015)
(12/15/2015)
(9/11/2015)
(9/13/2024)
Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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