Emily L. Trang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Lynette Trang, who also goes by Emily Lynette Schriver, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2006. Emily had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2019 - April 7, 2021
SUMMIT TRAIL SECURITIES, LLC
December 14, 2006 - September 6, 2019
M&T SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT TRAIL SECURITIES, LLC
CRD#: 285784 / SEC#: , 8-69859
Contact information
FINRA licenses (39 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
