Aaron B. Suzar

AS INVESTMENTS

LOS ALTOS, CA 94022

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CRD#: 5261120

Professional summary

Aaron Brett Suzar, who also goes by Aaron Suzar, is a registered financial advisor currently at AS INVESTMENTS, LLC located in Los Altos, California.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Aaron has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Suzar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ABS Innovations, LLC; For Profit or Not for Profit: N/A; Name of Outside Business Organization: ABS Innovations, LLC; Investment Related: No; Address: San Francisco, CA 94118; Nature of Business: Corporation; Position, Title, Association: Founder, Managing Principal; Start Date of Relationship: 02/13/2021; Number of Hours Devoted: 30 Hours Monthly; Number of hours Devoted During Trading Hours: 0; Duties: Innovation, Developing Business Concepts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Brett Suzar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2020 - Present

AS INVESTMENTS, LLC

Office #1: 4546 El Camino Real B10 #1034, Los Altos, CA 94022

RIA

CRD#: 310066

LOS ALTOS, CA

Past

October 8, 2019 - August 11, 2020

CRD#: 8174

WEEHAWKEN, NJ

Past

May 11, 2007 - November 11, 2008

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

LOS ANGELES, CA

Past

January 17, 2007 - November 11, 2008

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/12/2020)

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/7/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/18/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2007

General Securities Representative Examination

Current Firm

AS INVESTMENTS, LLC

AS INVESTMENTS, LLC | SWM | SUZAR WEALTH MANAGEMENT, LLC

CRD#: 310066 / SEC#:

California

Registered Investment Advisory firm - (8/12/2020 Approved)

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Contact information

Main Address

4546 El Camino Real B10 #1034, Los Altos, CA 94022

Mailing Address

4546 El Camino Real B10 #1034, Los Altos, CA 94022

Phone number

(650) 567-4289

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 4,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aaron B. Suzar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Brett Suzar's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

L & S ADVISORS, INC

ALPHA ANALYTICS INVESTMENT GROUP LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/2019

Series 65

Date: 11/3/2014

Series 66

Date: 5/10/2007

Series 7TO

Date: 10/7/2019

SIE

Date: 9/18/2019

Series 7

Date: 1/16/2007

Current Firm

AS INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AS INVESTMENTS, LLC

TRUST BUT VERIFY

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