Aaron B. Suzar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Brett Suzar, who also goes by Aaron Suzar, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2007. Aaron had worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2020 - May 20, 2026
AS INVESTMENTS, LLC
October 8, 2019 - August 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2019 - August 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 2017 - September 5, 2019
L & S ADVISORS, INC
November 3, 2014 - November 9, 2018
ALPHA ANALYTICS INVESTMENT GROUP LLC
September 17, 2008 - May 12, 2009
UBS FINANCIAL SERVICES INC.
September 17, 2008 - May 12, 2009
UBS FINANCIAL SERVICES INC.
May 11, 2007 - November 11, 2008
UBS INTERNATIONAL INC.
January 17, 2007 - November 11, 2008
UBS INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/7/2019
General Securities Representative ExaminationCurrent Firm
AS INVESTMENTS, LLC
CRD#: 310066 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 4,750,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
