AR
Arax M. Ryvkin
LAZARI CAPITAL MANAGEMENT
Woodland Hills, CA 91303
Some features on this profile are disabled
CRD#: 5261037
AR
Professional summary
Arax Malvina Ryvkin, who also goes by Arax Malvina Merametdjian, Arax Ryvkin, Roxie Ryvkin, is a registered financial advisor currently at LAZARI CAPITAL MANAGEMENT, INC. located in Woodland Hills, California.
Arax is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Arax has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Arax Malvina Merametdjian | Arax Ryvkin | Roxie Ryvkin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: AIR PRODUCTS & CHEMICALS, Investment Related: NO: Home office address, Nature of Business: Other, Industrial Gas Sales Position: Account Manager; Start Date: 3/5/1991 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Sales and account management; Business Name; ARAX M RYVKIN; Investment Related: NO; Address: 13636 Ventura Blvd., Suite 275, Sherman Oaks, CA 91423. Position: Health Insurance Agent/Broker; Start Date: 4/15/2015 Hours per month: (0-16 Hours) per month during trading hours: 0-10% (0-16 hours) Duties: interface with various health insurance carriers for renewal and enrollment purposes: Business Name: 14271 HOMEOWNERS ASSOCIATION; Investment Related: NO; Address: 14271 Dickens Street Sherman Oaks CA 91423 Position: Secretary: Start Date: 8/8/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board Position (Board of Directors, Board of Trustees, etc.); meeting minute recordings Business Name: ABN HOLDINGS GROUP INC, Investment Related: NO; Address: 31225 Portside Drive, Novi, MI 48377 Nature of Business: Real Estate Position, Title or Relationship: part owner and secretary Start Date: 3/23/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: my role is to review rental applications and respond to renter requests for issues related to the rental property
CRS (Client Relationship Summary) - RIA
Click below to view Arax Malvina Ryvkin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2022 - Present
LAZARI CAPITAL MANAGEMENT, INC.
Office #1: 6928 Owensmouth Ave. #200, Woodland Hills, CA 91303RIA
CRD#: 172932
Woodland Hills, CA
Past
April 19, 2016 - March 1, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
ENCINO, CA
Past
March 10, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ENCINO, CA
Past
March 10, 2015 - March 1, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
ENCINO, CA
Past
March 4, 2014 - March 9, 2015
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
SANTA BARBARA, CA
Past
March 3, 2014 - March 18, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
SANTA BARBARA, CA
Past
March 31, 2011 - February 28, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
ANAHEIM, CA
Past
December 6, 2010 - February 28, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
ANAHEIM, CA
Past
January 13, 2009 - December 3, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TARZANA, CA
Past
August 2, 2007 - December 31, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TARZANA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LAZARI CAPITAL MANAGEMENT, INC.
IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L
CRD#: 172932 / SEC#: 801-112927
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)California
Registered Investment Advisory firm - (9/19/2018 Terminated)Florida
Registered Investment Advisory firm - (8/20/2018 Terminated)Nevada
Registered Investment Advisory firm - (9/21/2018 Terminated)Texas
Registered Investment Advisory firm - (8/20/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/21/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/16/2022)
IAR
Texas(1/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LC
LAZARI CAPITAL MANAGEMENT, INC.
IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L
CRD#: 172932 / SEC#: 801-112927
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)California
Registered Investment Advisory firm - (9/19/2018 Terminated)Florida
Registered Investment Advisory firm - (8/20/2018 Terminated)Nevada
Registered Investment Advisory firm - (9/21/2018 Terminated)Texas
Registered Investment Advisory firm - (8/20/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/21/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6928 Owensmouth Ave. #200, Woodland Hills, CA 91303
Mailing Address
Phone number
(818) 264-0610
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,068 |
| AUM (Assets Under Management) | $ 614,623,292 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
