Glen A. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen A Jones, who also goes by Glen Alan Jones, was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 2007. Glen had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2015 - August 4, 2020
SIERRA PACIFIC FINANCIAL ADVISORS
January 20, 2009 - September 2, 2009
LPL FINANCIAL LLC
January 20, 2009 - September 2, 2009
LPL FINANCIAL LLC
June 19, 2007 - December 31, 2008
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SIERRA PACIFIC FINANCIAL ADVISORS
CRD#: 131738 / SEC#: 801-123728
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIERRA PACIFIC FINANCIAL ADVISORS
CRD#: 131738 / SEC#: 801-123728
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 403 |
| AUM (Assets Under Management) | $ 212,673,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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