Jason L. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Lewis Williams was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2007. Jason had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2010 - April 11, 2012
USAA FINANCIAL PLANNING SERVICES
April 22, 2010 - April 11, 2012
USAA FINANCIAL ADVISORS, INC.
July 28, 2009 - November 4, 2009
FREITAG FINANCIAL GROUP, LLC
August 25, 2008 - June 1, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 25, 2008 - June 1, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 24, 2007 - September 8, 2008
AVANTAX INVESTMENT SERVICES, INC.
March 6, 2007 - March 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
February 12, 2007 - March 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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