GP
Gretchen R. Prince
THE STERLING GROUP
Pasadena, CA 91101
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CRD#: 5260651
GP
Professional summary
Gretchen Rebecca Prince, who also goes by Gretchen Rebecca Altshuler, Gretchen Rebecca Buckman, Gretchen Rebecca Blackman, is a registered financial advisor currently at THE STERLING GROUP located in Pasadena, California and LPL FINANCIAL LLC located in Pasadena, California.
Gretchen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Gretchen has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gretchen Rebecca Altshuler | Gretchen Rebecca Buckman | Gretchen Rebecca Blackman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/22/2016 - Gretchen Prince - Notary - 2% - LOS ANGELES, CA 2. 01/22/2016 - Gretchen Prince - Tax Prep/Accounting/CPA - 2% - LOS ANGELES, CA. 3. 11/14/2023 - The Sterling Group - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 120 Hours Per Month/ 90 Hours During Trading - I provide investment advisory services through The Sterling Group , an independent investment advisor firm. I started this business activity 11/7/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/28/2023 - No Business Name - Investment Related - Joshua Tree, CA 92252 - Real Estate Rental - Started 02/16/2018 - 1 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Gretchen Rebecca Prince's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2023 - Present
THE STERLING GROUP
Office #1: 225 S. Lake Avenue Suite 1075, Pasadena, CA 91101RIA
CRD#: 111782
Pasadena, CA
Current
February 22, 2016 - Present
LPL FINANCIAL LLC
Office #1: 225 S Lake Ave Suite 1075, Pasadena, CA 91101-4860RIA
BD
CRD#: 6413
Pasadena, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THE STERLING GROUP
PASADENA FINANCIAL ADVISORS INC. | THE STERLING GROUP | STERLING GROUP WEALTH MANGEMENT, LLC | STERLING GROUP WEALTH MANAGEMENT, LLC
CRD#: 111782 / SEC#: 801-77006
RIA
Registered Investment Advisory firm - (8/10/2012 Approved)California
Registered Investment Advisory firm - (9/11/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/17/2016)
IAR
California(2/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THE STERLING GROUP
PASADENA FINANCIAL ADVISORS INC. | THE STERLING GROUP | STERLING GROUP WEALTH MANGEMENT, LLC | STERLING GROUP WEALTH MANAGEMENT, LLC
CRD#: 111782 / SEC#: 801-77006
RIA
Registered Investment Advisory firm - (8/10/2012 Approved)California
Registered Investment Advisory firm - (9/11/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 S. Lake Avenue Suite 1075, Pasadena, CA 91101
Mailing Address
Phone number
(626) 440-5995
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 808 |
| AUM (Assets Under Management) | $ 396,607,926 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
