Casey Book
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casey Book, who also goes by Casey Joe Book, was a registered financial professional .
Casey is a previously registered financial professional and started their career in finance in 2007. Casey had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2020 - August 10, 2020
MEEDER ADVISORY SERVICES, INC.
July 17, 2020 - August 10, 2020
MEEDER DISTRIBUTION SERVICES, INC.
August 25, 2008 - November 5, 2018
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 1, 2008 - August 25, 2008
NATIONWIDE SECURITIES, LLC
July 25, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
April 4, 2007 - July 25, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
MEEDER ADVISORY SERVICES, INC.
CRD#: 106814 / SEC#: 801-40023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEEDER ADVISORY SERVICES, INC.
CRD#: 106814 / SEC#: 801-40023
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,800 |
| AUM (Assets Under Management) | $ 2,088,369,039 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
