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Bethany Sutton Vera

CRD# 5260204·Registered 2007 - 2013
Previously Registered: Being a previously registered professional could mean that Bethany is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bethany Sutton Vera, who also goes by Bethany Sutton Williford, Bethany Williford, Sutton Williford, was a registered financial advisor. Bethany was a previously registered financial professional and started their career in finance 2007 - 2013. Bethany had worked at 5 firms and has passed the Series 66, Series 7 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bethany Sutton Williford, Bethany Williford, Sutton Williford

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

ILG SECURITIES CORPORATION·CRD# 422
BD
Kansas City, MO
March 9, 2011 - December 11, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
RIA
Austin, TX
January 15, 2010 - April 26, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
Austin, TX
January 15, 2010 - April 26, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Saint Petersburg, FL
January 2, 2009 - January 15, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Austin, TX
January 15, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Austin, TX
January 9, 2008 - January 15, 2010
WADDELL & REED·CRD# 866
RIA
Austin, TX
February 2, 2007 - July 27, 2007
WADDELL & REED·CRD# 866
BD
Austin, TX
January 10, 2007 - July 27, 2007

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Current Firm

IS
ILG SECURITIES CORPORATION

ILG SECURITIES CORPORATION | INA SECURITY CORPORATION

CRD#: 422 / SEC#: 8-13659
BD
Terminated by SEC on 07/02/2018

Contact Information

Established

Pennsylvania since 12/21/1967

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INVESTORS LIFE INSURANCE COMPANY OF NORTH AMERICASOLE SHAREHOLDER OF ILG SECURITIES CORPORATION—
CAVANAUGH, REBECCASECRETARY6531262
DUBOSE, JEANNINE MARIECHIEF FINANCIAL OFFICER4332780
SCHULTZ, BARRETT OLIVERPRESIDENT2741114
SCHULTZ, BARRETT OLIVERCHIEF COMPLIANCE OFFICER2741114

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2007About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Oct 2012About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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