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Bethany S. Vera

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CRD#: 5260204
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bethany Sutton Vera, who also goes by Bethany Sutton Williford, Bethany Williford, Sutton Williford, was a registered financial professional .

Bethany is a previously registered financial professional and started their career in finance in 2007. Bethany had worked at 5 firms and has passed the Series 66, Series 7 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bethany Sutton Williford | Bethany Williford | Sutton Williford

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 9, 2011 - December 11, 2013

ILG SECURITIES CORPORATION

BD
CRD#: 422
KANSAS CITY, MO
Past

January 15, 2010 - April 26, 2010

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
AUSTIN, TX
Past

January 15, 2010 - April 26, 2010

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
AUSTIN, TX
Past

January 2, 2009 - January 15, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past

January 15, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
AUSTIN, TX
Past

January 9, 2008 - January 15, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
AUSTIN, TX
Past

February 2, 2007 - July 27, 2007

WADDELL & REED

RIA
CRD#: 866
AUSTIN, TX
Past

January 10, 2007 - July 27, 2007

WADDELL & REED

BD
CRD#: 866
AUSTIN, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/1/2007
Uniform Combined State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


IS
ILG SECURITIES CORPORATION
ILG SECURITIES CORPORATION | INA SECURITY CORPORATION

CRD#: 422 / SEC#: , 8-13659

BD
Terminated by SEC on 07/02/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
Pennsylvania since 12/21/1967
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
INVESTORS LIFE INSURANCE COMPANY OF NORTH AMERICASOLE SHAREHOLDER OF ILG SECURITIES CORPORATION
CAVANAUGH, REBECCASECRETARY6531262
DUBOSE, JEANNINE MARIECHIEF FINANCIAL OFFICER4332780
SCHULTZ, BARRETT OLIVERPRESIDENT2741114
SCHULTZ, BARRETT OLIVERCHIEF COMPLIANCE OFFICER2741114

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ILG SECURITIES CORPORATION

CRD#: 422

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