FK
Faith T. Kieninger
CROAK CAPITAL
Toledo, OH 43604
Some features on this profile are disabled
CRD#: 5259983
FK
Professional summary
Faith T Kieninger, who also goes by Faith Tumerman Miss, is a registered financial advisor currently at CROAK CAPITAL located in Toledo, Ohio.
Faith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Faith has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Faith Tumerman Miss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 432 NORTH SUPERIOR STREET, TOLEDO, OH 43617; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/30/2009; 2; 2; SALE OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY:FAITH KIENINGER-NOTARY; No; 2760 CENTENNIAL ROAD, TOLEDO, OH 43617; NOTARY PUBLIC; NOTARY PUBLIC; 3/23/2007; 1; 1; NOTARIZE DOCUMENTS AS NEEDED|
CRS (Client Relationship Summary) - RIA
Click below to view Faith T Kieninger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2024 - Present
CROAK CAPITAL
Office #1: 432 N Superior St., Toledo, OH 43604RIA
CRD#: 297666
Toledo, OH
Past
January 3, 2011 - January 3, 2024
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TOLEDO, OH
Past
January 3, 2011 - January 3, 2024
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TOLEDO, OH
Past
April 9, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
TOLEDO, OH
Past
January 23, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
TOLEDO, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CROAK CAPITAL
CROAK ASSET MANAGEMENT | CROAK CAPITAL | CROAK ASSET MANAGEMENT, LLC
CRD#: 297666 / SEC#: 801-126464
RIA
Registered Investment Advisory firm - (8/31/2022 Approved)Illinois
Registered Investment Advisory firm - (9/13/2022 Terminated)Indiana
Registered Investment Advisory firm - (9/13/2022 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2022 Terminated)Michigan
Registered Investment Advisory firm - (9/20/2022 Terminated)Ohio
Registered Investment Advisory firm - (9/13/2022 Terminated)Texas
Registered Investment Advisory firm - (9/13/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CROAK CAPITAL
CROAK ASSET MANAGEMENT | CROAK CAPITAL | CROAK ASSET MANAGEMENT, LLC
CRD#: 297666 / SEC#: 801-126464
RIA
Registered Investment Advisory firm - (8/31/2022 Approved)Illinois
Registered Investment Advisory firm - (9/13/2022 Terminated)Indiana
Registered Investment Advisory firm - (9/13/2022 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2022 Terminated)Michigan
Registered Investment Advisory firm - (9/20/2022 Terminated)Ohio
Registered Investment Advisory firm - (9/13/2022 Terminated)Texas
Registered Investment Advisory firm - (9/13/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
432 N Superior St., Toledo, OH 43604
Mailing Address
Phone number
(419) 464-7000
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,027 |
| AUM (Assets Under Management) | $ 300,230,116 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
