Whitney A. Brom
Professional summary
Whitney Anastasia Brom, who also goes by Whitney Anastasia Webster, is a registered financial professional currently at SORSBY FINANCIAL CORP. located in Houston, Texas.
Whitney is registered as a RR (Registered Representative) and started their career in finance in 2007. Whitney has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Whitney Anastasia Brom's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2012 - Present
SORSBY FINANCIAL CORP.
Office #2: 100 East Huron Suite 3503, Chicago, IL 60611-2848Office #3: 100 E Huron St Suite 3503, Chicago, IL 60611Office #4: 4851 Bonita Bay Blvd Suite 701, Bonita Springs, FL 34134March 2, 2007 - July 21, 2011
SORSBY FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2016)
(12/11/2012)
Exams
FINRA
Current Firm
SORSBY FINANCIAL CORP.
CRD#: 39437 / SEC#: 801-65995, 8-48718
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 25,470,217 |
Red Flags
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