Chakravarthy Srinivasa Sai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chakravarthy Srinivasa Sai, who also goes by Chakravarthy Sai, was a registered financial professional .
Chakravarthy is a previously registered financial professional and started their career in finance in 2011. Chakravarthy had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2022 - June 20, 2024
SUSQUEHANNA SECURITIES, LLC
June 2, 2017 - September 2, 2022
JEFFERIES LLC
December 28, 2015 - June 1, 2017
J.P. MORGAN SECURITIES LLC
September 21, 2011 - September 30, 2015
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/8/2011
Limited Representative-Equity Trader ExamCurrent Firm
SUSQUEHANNA SECURITIES, LLC
CRD#: 35874 / SEC#: , 8-47034
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 60 |
Red Flags
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