Brendan P. Matthews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Patrick Matthews was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 2011. Brendan had worked at 4 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2022 - September 11, 2023
KPMG CORPORATE FINANCE LLC
April 10, 2018 - January 5, 2021
SOLOMON PARTNERS SECURITIES, LLC
February 13, 2015 - May 3, 2018
CITIGROUP GLOBAL MARKETS INC.
July 12, 2011 - January 30, 2015
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 8/5/2022
Limited Representative-Private Securities OfferingsCurrent Firm
KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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