Aaron Pimentel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Pimentel, CFP®, who also goes by Aaron B Pimentel, Aaron Bert Pimentel, Aaron Pimentel, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2008. Aaron had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
California State University, Dominguez Hills
Bachelor of Science (BS) - Finance
2014
Experience
March 31, 2025 - May 7, 2026
STRATEGIC ADVISERS LLC
July 4, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 30, 2022 - May 7, 2026
FIDELITY BROKERAGE SERVICES LLC
August 28, 2019 - May 26, 2022
HARRISDIRECT LLC
August 28, 2019 - May 26, 2022
E*TRADE SECURITIES LLC
December 4, 2018 - May 21, 2019
FISHER INVESTMENTS
November 28, 2017 - November 14, 2018
U.S. BANCORP INVESTMENTS, INC.
November 28, 2017 - November 14, 2018
U.S. BANCORP INVESTMENTS, INC.
September 10, 2015 - December 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 2015 - December 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 2008 - August 26, 2015
SCOTTRADE, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
