Aaron Pimentel

SCHWAB WEALTH ADVISORY | Financial Consultant

Bothell, WA

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CRD#: 5259021

Professional summary

Aaron Pimentel, CFP®, who also goes by Aaron B Pimentel, Aaron Bert Pimentel, Aaron Pimentel, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Bothell, Washington and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Aaron has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

As your Financial Consultant, I will act as your advocate to help ensure that your financial plan is customized to meet your family's unique needs. Together, we will build a financial plan, identify strategies to improve that plan, and always put your interest first. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron B Pimentel | Aaron Bert Pimentel | Aaron Pimentel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Pimentel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

California State University, Dominguez Hills

Bachelor of Science (BS) - Finance

2014

Experience

Current

May 11, 2026 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Bothell, WA

Current

May 11, 2026 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215

RIA

CRD#: 5393

Phoenix, AZ

Past

March 31, 2025 - May 7, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BELLEVUE, WA

Past

July 4, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BELLEVUE, WA

Past

June 30, 2022 - May 7, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BELLEVUE, WA

Past

August 28, 2019 - May 26, 2022

HARRISDIRECT LLC

RIA

CRD#: 42159

Kirkland, WA

Past

August 28, 2019 - May 26, 2022

E*TRADE SECURITIES LLC

CRD#: 29106

Kirkland, WA

Past

December 4, 2018 - May 21, 2019

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Past

November 28, 2017 - November 14, 2018

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

REDONDO BEACH, CA

Past

November 28, 2017 - November 14, 2018

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

REDONDO BEACH, CA

Past

September 10, 2015 - December 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROLLING HILLS ESTATES, CA

Past

August 25, 2015 - December 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROLLING HILLS ESTATES, CA

Past

February 21, 2008 - August 26, 2015

SCOTTRADE, INC.

CRD#: 8206

TORRANCE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Washington
(5/11/2026)

IAR

Washington
(5/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/14/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2008

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

9800 Schwab Way, Lone Tree, CO 80124

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Aaron Pimentel

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Pimentel's CRS (Customer Relationship Summary).

Certified licenses

Education

California State University, Dominguez Hills

Experience

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

FISHER INVESTMENTS

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTRADE, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2015

Series 63

Date: 3/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2008

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Contact information

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