DH

Dorigen R. Hofmann

CLEAN YIELD ASSET MANAGEMENT
Rockville, MD
Some features on this profile are disabled
CRD#: 5258903
DH

Professional summary


Dorigen Ryan Hofmann, who also goes by Dorigen Ryan Fried, is a registered financial advisor currently at CLEAN YIELD ASSET MANAGEMENT located in Rockville, Maryland.

Dorigen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Dorigen has worked at 1 firm and has passed the Series 66 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Dorigen Ryan Fried

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Dorigen Ryan Hofmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 7, 2006 - Present

CLEAN YIELD ASSET MANAGEMENT

RIA
CRD#: 104826
Rockville, MD

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CY
CLEAN YIELD ASSET MANAGEMENT
CLEAN YIELD ASSET MANAGEMENT | CLEAN YIELD GROUP INC

CRD#: 104826 / SEC#: 801-28225

RIA
Registered Investment Advisory firm - (11/13/1986 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/12/2006)
IAR
Maryland
(3/27/2013)
IAR
Massachusetts
(12/12/2006)
IAR
New Hampshire
(12/12/2006)
IAR
Texas
(12/7/2006)
IAR
Vermont
(1/8/2007)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/22/2006
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


CY
CLEAN YIELD ASSET MANAGEMENT
CLEAN YIELD ASSET MANAGEMENT | CLEAN YIELD GROUP INC

CRD#: 104826 / SEC#: 801-28225

RIA
Registered Investment Advisory firm - (11/13/1986 Approved)
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Contact information


Main Address
16 Beaver Meadow Rd., Norwich, VT 05055
Mailing Address
Po Box 874, Norwich, VT 05055
Phone number
(802) 526-2525
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (8 States and Territories)


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Regulatory assets under management


Total Number of Accounts667
AUM (Assets Under Management)$ 571,222,836

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CLEAN YIELD ASSET MANAGEMENT

CRD#: 104826Rockville, MD

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