Justin R. Spitler

CERTIFIED ADVISORY CORP

Altamonte Springs, FL 32714-2033

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CRD#: 5258643

Professional summary

Justin Riley Spitler, AIF®, CFP®, who also goes by Justin R Spitler, is a registered financial advisor currently at CERTIFIED ADVISORY CORP located in Altamonte Springs, Florida and FORTUNE FINANCIAL SERVICES, INC. located in Altamonte Springs, Florida.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Justin has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin R Spitler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IAR - employee of Certified Financial Group since 12/2017 Para Planner - Certified Advisory Corp - help service book of business of another rep since 12/2017

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Riley Spitler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 23, 2018 - Present

CERTIFIED ADVISORY CORP

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

RIA

CRD#: 120990

Altamonte Springs, FL

Current

March 29, 2021 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714

CRD#: 42150

Altamonte Springs, FL

Past

January 4, 2018 - July 13, 2021

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

LOS ANGELES, CA

Past

March 31, 2016 - July 29, 2016

HARRISDIRECT LLC

RIA

CRD#: 42159

Orlando, FL

Past

March 16, 2016 - July 29, 2016

E*TRADE SECURITIES LLC

CRD#: 29106

ORLANDO, FL

Past

June 2, 2015 - January 28, 2016

JACKSON WEALTH MANAGEMENT, LLC

RIA

CRD#: 147642

LAKE MARY, FL

Past

May 19, 2015 - February 2, 2016

TRIAD ADVISORS LLC

CRD#: 25803

LAKE MARY, FL

Past

July 17, 2013 - March 3, 2015

TD AMERITRADE, INC.

RIA

CRD#: 7870

ROSEVILLE, CA

Past

July 17, 2013 - March 3, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

ROSEVILLE, CA

Past

July 16, 2013 - March 3, 2015

TD AMERITRADE, INC.

CRD#: 7870

ROSEVILLE, CA

Past

April 24, 2012 - July 10, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SAN JOSE, CA

Past

April 12, 2012 - July 9, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN JOSE, CA

Past

July 13, 2010 - April 3, 2012

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

July 13, 2010 - April 3, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FT WORTH, TX

Past

July 13, 2010 - April 3, 2012

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Past

September 10, 2008 - July 7, 2010

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WESTLAKE, TX

Past

November 8, 2007 - July 6, 2010

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

February 12, 2007 - October 29, 2007

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(1/23/2018)

Florida
(3/29/2021)

Ohio
(3/29/2021)

Oregon
(3/29/2021)

South Carolina
(3/29/2021)

Texas
(3/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/7/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/9/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

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Contact information

Main Address

1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

Mailing Address

Phone number

(407) 869-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAC FIRM BROCHURE 033125 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,217
AUM (Assets Under Management)	$ 2,673,832,488

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/01/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin R. Spitler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Riley Spitler's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

SIGNATURE ESTATE SECURITIES, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

JACKSON WEALTH MANAGEMENT, LLC

TRIAD ADVISORS LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

CERTIFIED ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2008

Series 63

Date: 6/7/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2007

Series 6

Date: 2/9/2007

FINRA

Current Firm

CERTIFIED ADVISORY CORP

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIFIED ADVISORY CORP

TRUST BUT VERIFY

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