George A. Spritzer

SOUTHLAND INVESTMENTS

Roslyn Heights, NY

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CRD#: 5258536

Professional summary

George Allan Spritzer, who also goes by George Spritzer, is a registered financial advisor currently at SOUTHLAND INVESTMENTS located in Roslyn Heights, New York.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. George has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Spritzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Allan Spritzer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2021 - Present

SOUTHLAND INVESTMENTS

RIA

CRD#: 134478

Roslyn Heights, NY

Past

October 29, 2008 - October 29, 2009

BRIGHT TRADING, LLC

CRD#: 34702

HENDERSON, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 10/28/2008

General Securities Representative Examination

Current Firm

SOUTHLAND INVESTMENTS

NIEMANN, ULLI GERHARD | SOUTHLAND INVESTMENTS

CRD#: 134478 / SEC#:

California

Registered Investment Advisory firm - (2/18/1993 Approved)

New York

Registered Investment Advisory firm - (4/19/2010 Approved)

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Contact information

Main Address

16168 Beach Blvd. #201, Huntington Beach, CA 92647

Mailing Address

18685 A-main St. #606, Huntington Beach, CA 92648

Phone number

(714) 841-5804

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 22,588,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George A. Spritzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Allan Spritzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHLAND INVESTMENTS

BRIGHT TRADING, LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 10/28/2008

Current Firm

SOUTHLAND INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUTHLAND INVESTMENTS

TRUST BUT VERIFY

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