January C. Seydel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
January C Seydel, who also goes by January Christine Kolb, January Christine Seydel, January Seydel, was a registered financial professional .
January is a previously registered financial professional and started their career in finance in 2007. January had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2012 - January 20, 2015
TD AMERITRADE CLEARING, INC.
May 29, 2009 - September 24, 2012
TD AMERITRADE, INC.
May 28, 2009 - September 24, 2012
TD AMERITRADE, INC.
March 6, 2008 - August 8, 2008
EQUITABLE ADVISORS, LLC
December 21, 2007 - August 8, 2008
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE CLEARING, INC.
CRD#: 5633 / SEC#: , 8-16335
Contact information
Documents
Disclosures
| Regulatory Event | 27 |
| Arbitration | 27 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
