Larry Yu
Professional summary
Larry Yu, who also goes by Depeng Yu, is a registered financial advisor currently at CASTLE GROUP INVESTMENT COUNSEL, INC. located in Arcadia, California and FORTUNE SECURITIES, INC. located in City Of Industry, California.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Larry has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Larry Yu's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2020 - Present
CASTLE GROUP INVESTMENT COUNSEL, INC.
October 14, 2019 - Present
FORTUNE SECURITIES, INC.
Office #1: 18631 E. Gale Ave,, City Of Industry, CA 91748April 5, 2010 - July 2, 2010
FORESTERS EQUITY SERVICES, INC.
July 10, 2007 - April 1, 2008
MSI FINANCIAL SERVICES, INC.
March 14, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 14, 2007 - April 1, 2008
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2019)
(9/21/2020)
(6/4/2024)
(2/4/2020)
Exams
Series 6TO
Date: 10/4/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CASTLE GROUP INVESTMENT COUNSEL, INC.
CRD#: 134992 / SEC#:
Contact information
Red Flags
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