JG
Jeffrey A. Gasaway
ASSET MANAGEMENT STRATEGIES
Lafayette, IN 47905
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CRD#: 5257740
JG
Professional summary
Jeffrey Alan Gasaway is a registered financial advisor currently at ASSET MANAGEMENT STRATEGIES, INC. located in Lafayette, Indiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeffrey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/11/2015: BlueSafe Financial LLC DBA BlueSafe Insurance - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 12/2/2015 - 20 Hours Per Month/1 Hour During Securities Trading - Time Spent 10% - Agency Owner - Life & Health Insurance.
2. 12/11/2015: BlueSafe Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/17/2015 - 20 Hours Per Month/1 Hour During Securities Trading - Time Spent 20% - Insurance (Health, Med Sups).
3. 4/4/2016: BlueSafe Financial, LLC - Investment Related - At Reported Business Location(s) - Property and Casualty - Started - 03/18/2016 - 15 Hours Per Month/1 Hour During Securities Trading.
4. 5/11/2016: CENTER FOR WEALTH PLANNING ADVISORS, INC - DBA: (Hybrid) BlueSafe Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/15/2016 - 160 Hours Per Month During Securities Trading.
5. 5/11/2016: Center for Wealth Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/15/2016 - 100 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Gasaway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2017 - Present
ASSET MANAGEMENT STRATEGIES, INC.
Office #1: 100 Saw Mill Road Suite 2300, Lafayette, IN 47905RIA
CRD#: 135173
Lafayette, IN
Past
April 28, 2016 - February 6, 2017
CENTER FOR WEALTH PLANNING ADVISORS, INC
RIA
CRD#: 173312
Lafayette, IN
Past
December 11, 2015 - February 24, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
FRANKFORT, IN
Past
December 10, 2015 - April 28, 2016
GOOD LIFE ADVISORS, LLC
RIA
CRD#: 171898
Lafayette, IN
Past
October 16, 2012 - December 14, 2015
EDWARD JONES
RIA
CRD#: 250
LAFAYETTE, IN
Past
September 27, 2012 - December 14, 2015
EDWARD JONES
BD
CRD#: 250
LAFAYETTE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AM
ASSET MANAGEMENT STRATEGIES, INC.
ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL
CRD#: 135173 / SEC#: 801-108628
RIA
Registered Investment Advisory firm - (11/10/2016 Approved)Georgia
Registered Investment Advisory firm - (12/20/2016 Terminated)Illinois
Registered Investment Advisory firm - (11/10/2016 Terminated)Indiana
Registered Investment Advisory firm - (11/16/2016 Terminated)Texas
Registered Investment Advisory firm - (11/16/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(2/9/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AM
ASSET MANAGEMENT STRATEGIES, INC.
ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL
CRD#: 135173 / SEC#: 801-108628
RIA
Registered Investment Advisory firm - (11/10/2016 Approved)Georgia
Registered Investment Advisory firm - (12/20/2016 Terminated)Illinois
Registered Investment Advisory firm - (11/10/2016 Terminated)Indiana
Registered Investment Advisory firm - (11/16/2016 Terminated)Texas
Registered Investment Advisory firm - (11/16/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
450 E. 96th Street Suite 500, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 577-6912
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,038 |
| AUM (Assets Under Management) | $ 207,398,966 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
