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Shawn Rooney

Shawn Rooney

FACET
Poplar Grove, IL
Some features on this profile are disabled
CRD#: 5257697
Shawn Rooney
Shawn RooneyFACET

Professional summary

Shawn Rooney, CFP®, who also goes by Shawn Daniel Rooney, is a registered financial advisor currently at FACET located in Poplar Grove, Illinois.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Shawn has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Shawn Daniel Rooney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; Uber; Driver; Driver for a rideshare company: Uber.; 1455 3rd St, , San Francisco, CA, 94158; Not Investment-Related; 03/11/2024; 20 to 39 hours per month; 0 during trading hours / DoorDash; Delivery/Courier; Delivery/Courier Service; 303 2nd Street, , San Francisco, CA, 94107; Not Investment-Related; 04/04/2025; 40 to 59 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Rooney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

July 30, 2026 - Present

FACET

RIA
CRD#: 285961
Poplar Grove, IL
Past

October 8, 2024 - July 29, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Rockford, IL
Past

September 23, 2024 - July 29, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Rockford, IL
Past

July 1, 2024 - September 4, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
OAK BROOK, IL
Past

June 20, 2024 - September 4, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
OAK BROOK, IL
Past

January 23, 2024 - February 29, 2024

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
Rockford, IL
Past

December 8, 2023 - February 16, 2024

MIDLAND WEALTH MANAGEMENT

RIA
CRD#: 324997
ROCKFORD, IL
Past

January 23, 2023 - December 1, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
GENEVA, IL
Past

October 12, 2022 - November 30, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GENEVA, IL
Past

December 2, 2020 - September 1, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NASHVILLE, TN
Past

November 18, 2020 - September 1, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NASHVILLE, TN
Past

February 23, 2012 - November 20, 2020

EDWARD JONES

RIA
CRD#: 250
ROCKFORD, IL
Past

February 22, 2012 - November 20, 2020

EDWARD JONES

BD
CRD#: 250
ROCKFORD, IL
Past

January 5, 2011 - February 23, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ROCKFORD, IL
Past

January 5, 2011 - February 23, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ROCKFORD, IL
Past

March 6, 2007 - January 6, 2011

EDWARD JONES

RIA
CRD#: 250
ROSCOE, IL
Past

January 19, 2007 - January 6, 2011

EDWARD JONES

BD
CRD#: 250
ROSCOE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FACET
FABRIC WEALTH | ONEK FINANCIAL, INC. | FACET WEALTH, INC, | FACET WEALTH, INC | FACET WEALTH | FACET

CRD#: 285961 / SEC#: 801-108767

RIA
Registered Investment Advisory firm - (12/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(7/31/2026)
IAR
Texas
(7/30/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/3/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/2007
General Securities Representative Examination

Current Firm

FA
FACET
FABRIC WEALTH | ONEK FINANCIAL, INC. | FACET WEALTH, INC, | FACET WEALTH, INC | FACET WEALTH | FACET

CRD#: 285961 / SEC#: 801-108767

RIA
Registered Investment Advisory firm - (12/15/2016 Approved)
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Contact information

Main Address
2054 Vista Parkway Ste 400, West Palm Beach, FL 33411
Mailing Address
Phone number
(443) 376-6222
Established
Firm type
Fiscal year end
# of Employees
168

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/4/2026)

Regulatory assets under management

Total Number of Accounts39,720
AUM (Assets Under Management)$ 6,037,907,630

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/29/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FACET

CRD#: 285961Poplar Grove, IL

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