Peter A. Laptewicz
Professional summary
Peter Andrew Laptewicz, who also goes by Peter A Laptewicz, is a registered financial professional currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2007. Peter has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Andrew Laptewicz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2012 - Present
TRADIER BROKERAGE, INC.
Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277May 18, 2009 - November 13, 2012
ALLY INVEST SECURITIES LLC
August 19, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 19, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 7, 2007 - July 11, 2008
E*TRADE SECURITIES LLC
March 6, 2007 - March 22, 2007
EDWARD JONES
January 19, 2007 - March 22, 2007
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRADIER BROKERAGE, INC.
CRD#: 104982 / SEC#: , 8-52972
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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