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DN

Daniel Newman

MIRAMONTES CAPITAL
Culver City, CA
Some features on this profile are disabled
CRD#: 5257556
DN

Professional summary

Daniel Newman, who also goes by Daniel C. Newman, Danny C Newman, is a registered financial advisor currently at MIRAMONTES CAPITAL, LLC located in Culver City, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Daniel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel C. Newman | Danny C Newman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Newman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2026 - Present

MIRAMONTES CAPITAL, LLC

RIA
CRD#: 264786
Culver City, CA
Past

July 20, 2011 - June 3, 2014

THE GLOWACKI GROUP, LLC

RIA
CRD#: 112143
LOS ANGELES, CA
Past

February 28, 2007 - June 10, 2011

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LOS ANGELES, CA
Past

February 2, 2007 - June 10, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MIRAMONTES CAPITAL, LLC
BOYER & ASSOCIATES - STRATEGIC SOLUTIONS FOR WEALTH MANAGEMENT | VANCLEF FINANCIAL GROUP | RETIREMENT BY DESIGN | PRIMARY ADVISORS | MIRAMONTES CAPITAL, LLC | MIRAMONTES CAPITAL , LLC

CRD#: 264786 / SEC#: 801-110012

RIA
Registered Investment Advisory firm - (3/2/2017 Approved)
California
Registered Investment Advisory firm - (4/6/2017 Terminated)
Texas
Registered Investment Advisory firm - (3/7/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/18/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/27/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/31/2007
General Securities Representative Examination

Current Firm

MC
MIRAMONTES CAPITAL, LLC
BOYER & ASSOCIATES - STRATEGIC SOLUTIONS FOR WEALTH MANAGEMENT | VANCLEF FINANCIAL GROUP | RETIREMENT BY DESIGN | PRIMARY ADVISORS | MIRAMONTES CAPITAL, LLC | MIRAMONTES CAPITAL , LLC

CRD#: 264786 / SEC#: 801-110012

RIA
Registered Investment Advisory firm - (3/2/2017 Approved)
California
Registered Investment Advisory firm - (4/6/2017 Terminated)
Texas
Registered Investment Advisory firm - (3/7/2017 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4701 Teller Ave, Newport Beach, CA 92660
Mailing Address
Phone number
+1 (800) 460-1595
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A (11/19/2025)
WRAP FEE BROCHURE (11/19/2025)

Regulatory assets under management

Total Number of Accounts1,245
AUM (Assets Under Management)$ 296,285,231

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIRAMONTES CAPITAL, LLC

CRD#: 264786Culver City, CA

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