Thuong T. Thien
TEAM HEWINS
Redwood City, CA 94065
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CRD#: 5257407
Professional summary
Thuong Thanh Thien, CFP® is a registered financial advisor currently at TEAM HEWINS, LLC located in Redwood City, California.
Thuong is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Thuong has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I graduated from UCLA with a Bachelor of Arts in Economics, minors in Global Studies and Southeast Asian Studies, and thereafter earned my Certificate of Personal Financial Planning. While at UCLA, I worked at the international school assisting a diverse group of international students in exploring educational opportunities and American culture; a commitment to service is very important to me.
Question & Answer
What are your service offerings?
Divorce Planning
Retirement Planning
Inheritance
Tax Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Investment Planning
Estate Planning
Debt Management
Insurance Planning
Budgeting
Life Transitions
Education Planning
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
Charitable Giving
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Socially Responsible Investmen...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thuong Thanh Thien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 29, 2018 - Present
TEAM HEWINS, LLC
Office #1: 203 Redwood Shores Parkway Suite 550, Redwood City, CA 94065RIA
CRD#: 291194
Redwood City, CA
Past
August 28, 2015 - May 15, 2018
WIPFLI INSURANCE SERVICES, LLC
BD
CRD#: 171954
Redwood City, CA
Past
January 6, 2015 - July 7, 2015
VALMARK SECURITIES, INC.
BD
CRD#: 31243
San Francisco, CA
Past
January 9, 2013 - June 1, 2018
WIPFLI FINANCIAL ADVISORS, LLC
RIA
CRD#: 109983
Redwood City, CA
Past
February 26, 2010 - December 21, 2012
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
LOS ANGELES, CA
Past
November 30, 2009 - March 11, 2010
CANTELLA & CO., INC.
RIA
CRD#: 13905
LOS ANGELES, CA
Past
October 13, 2008 - March 11, 2010
CANTELLA & CO., INC.
BD
CRD#: 13905
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TEAM HEWINS, LLC
HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC
CRD#: 291194 / SEC#: 801-112939
RIA
Registered Investment Advisory firm - (4/20/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/29/2018)
IAR
Florida(6/4/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TEAM HEWINS, LLC
HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC
CRD#: 291194 / SEC#: 801-112939
RIA
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Contact information
Main Address
203 Redwood Shores Parkway Suite 550, Redwood City, CA 94065
Mailing Address
Phone number
(650) 620-3040
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,030 |
| AUM (Assets Under Management) | $ 3,433,219,636 |
Red Flags
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Company Information
TEAM HEWINS, LLC
CRD#: 291194Redwood City, CA 94065TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
