Laura J. Caler

EXPONENT WEALTH LLC

PROVO, UT

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CRD#: 5257072

Professional summary

Laura J Caler, who also goes by Laura J Caler, Laura Joellen Caler, Laura Caler, Laura Joellen Hurst, Laura J Hurst, Laura Hurst, is a registered financial advisor currently at EXPONENT WEALTH LLC located in Provo, Utah.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Laura has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura J Caler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2026 - Present

EXPONENT WEALTH LLC

RIA

CRD#: 334968

PROVO, UT

Past

July 31, 2024 - September 6, 2024

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Provo, UT

Past

August 18, 2021 - July 16, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Provo, UT

Past

August 18, 2021 - July 16, 2024

MORGAN STANLEY

CRD#: 149777

Provo, UT

Past

September 27, 2019 - August 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PROVO, UT

Past

September 26, 2019 - August 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PROVO, UT

Past

October 27, 2016 - January 11, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PROVO, UT

Past

October 4, 2016 - January 11, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

PROVO, UT

Past

June 1, 2009 - January 27, 2015

MORGAN STANLEY

RIA

CRD#: 149777

PROVO, UT

Past

June 1, 2009 - January 27, 2015

MORGAN STANLEY

CRD#: 149777

PROVO, UT

Past

December 24, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PROVO, UT

Past

December 17, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PROVO, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(2/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2007

General Securities Representative Examination

Current Firm

EXPONENT WEALTH LLC

CRESCERA WEALTH | EXPONENT WEALTH LLC | EXPONENT WEALTH

CRD#: 334968 / SEC#: 801-132228

RIA

Registered Investment Advisory firm - (7/24/2025 Terminated)

Arizona

Registered Investment Advisory firm - (11/26/2025 Approved)

Utah

Registered Investment Advisory firm - (11/13/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Provo, UT

Mailing Address

Phone number

(801) 459-1190

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 40,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura J. Caler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura J Caler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/14/2007

Current Firm

EXPONENT WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EXPONENT WEALTH LLC

TRUST BUT VERIFY

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