Austin F. Goddard

TAYLOR GODDARD INVESTMENTS

Yelm, WA

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CRD#: 5257056

Professional summary

Austin F Goddard is a registered financial advisor currently at TAYLOR GODDARD INVESTMENTS located in Yelm, Washington.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Austin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF AUTOMATION LLC (relationship start 7/2016) WHICH PROVIDES BACK OFFICE SERVICES AND SUPPORT TO RIA FIRMS, CHARTER FISHING OPERATIONS AND THE HOSPITALITY INDUSTRY. BUSINESS IS NOT INVESTMENT RELATED. SERVICES PROVIDED THROUGHOUT THE BUSINESS DAY AND OFF HOURS APPROXIMATELY 60 HOURS PER MONTH. PROVIDE AND MAINTAIN SOFTWARE FOR BACK OFFICE SUPPORT. BUSINESS ALSO PROVIDES AND MAINTAINS SCHEDULING/BOOKING SERVICES FOR CHARTER FISHING AND THE HOSPITALITY INDUSTRY. EVENTS HAPPEN INSIDE AND OUTSIDE OF BUSINESS HOURS. LOCATION: 17200 Lakepoint Dr SE Yelm, WA 98597

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin F Goddard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2020 - Present

TAYLOR GODDARD INVESTMENTS

RIA

CRD#: 307013

Yelm, WA

Past

February 1, 2007 - March 24, 2020

STOCK MANAGEMENT LLC

RIA

CRD#: 113902

PUYALLUP, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/15/2020)

IAR

Washington
(2/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2007

Uniform Investment Adviser Law Examination

Current Firm

TAYLOR GODDARD INVESTMENTS

TAYLOR GODDARD INVESTMENTS | TG INVESTMENTS | TEMPUS INVESTMENT CORP | TAYLOR, GODDARD INVESTMENTS

CRD#: 307013 / SEC#:

Oregon

Registered Investment Advisory firm - (6/15/2020 Approved)

Washington

Registered Investment Advisory firm - (2/24/2020 Approved)

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Contact information

Main Address

Yelm, WA

Mailing Address

Phone number

(253) 948-6431

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 6,626,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin F. Goddard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin F Goddard's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR GODDARD INVESTMENTS

STOCK MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2007

Current Firm

TAYLOR GODDARD INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAYLOR GODDARD INVESTMENTS

TRUST BUT VERIFY

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