Wade C. Behlen

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Omaha, NE 68154

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CRD#: 5256921

Professional summary

Wade Cleve Behlen, AIF®, who also goes by Wade C Behlen, is a registered financial advisor currently at WEALTHPLAN INVESTMENT MANAGEMENT LLC located in Omaha, Nebraska.

Wade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Wade has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wade C Behlen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**WEALTH PLAN GIVES POSITION: board member NATURE: Wealth Plan Gives NP INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 101 South 108th Ave, Omaha NE 68022, United States DESCRIPTION: meeting to discuss charities to support WPP Retirement Plan; Non-Investment Related; 101 South 108th Avenue, First Floor, Omaha, NE 68154; Trustee of 401K, Retirement Plan; No hours allocated.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wade Cleve Behlen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 4, 2021 - Present

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Office #1: 101 S 108th Ave 3rd Floor, Omaha, NE 68154

RIA

CRD#: 311364

Omaha, NE

Past

January 15, 2020 - October 12, 2021

WEALTHPLAN PARTNERS

RIA

CRD#: 305026

OMAHA, NE

Past

November 3, 2016 - December 31, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

OMAHA, NE

Past

October 23, 2014 - July 10, 2020

WEALTHPLAN PARTNERS

RIA

CRD#: 158935

OMAHA, NE

Past

February 20, 2013 - October 22, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

OMAHA, NE

Past

January 23, 2007 - November 3, 2016

LPL FINANCIAL LLC

CRD#: 6413

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364 / SEC#: 801-120004

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/22/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364 / SEC#: 801-120004

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

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Contact information

Main Address

101 S 108th Ave 3rd Floor, Omaha, NE 68154

Mailing Address

Phone number

(402) 691-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	3,957
AUM (Assets Under Management)	$ 1,574,375,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wade C. Behlen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wade Cleve Behlen's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHPLAN PARTNERS

SECURITIES AMERICA, INC.

WEALTHPLAN PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

WEALTHPLAN INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/2013

Series 63

Date: 3/26/2007

SIE

Date: 10/1/2018

Series 6

Date: 1/22/2007

Current Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHPLAN INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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