Ryan N. Noto

VOYA RETIREMENT ADVISORS

Manhattan Beach, CA

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CRD#: 5256693

Professional summary

Ryan Nicholas Noto, who also goes by Ryan N Noto, is a registered financial advisor currently at VOYA RETIREMENT ADVISORS, LLC located in Manhattan Beach, California and VOYA FINANCIAL PARTNERS, LLC located in Scottsdale, Arizona.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 9 firms and has passed the Series 65, Series 66, SIE, Series 3, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan N Noto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PT BUSINESS SOLUTIONS POSITION: VICE PRESIDENT NATURE: INSURANCE AGENCY INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2022 ADDRESS: 1039 HOPE STREET, SOUTH PASADENA CA 91030, United States DESCRIPTION: RETIREMENT PLANNING AND INSURANCE RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Nicholas Noto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2025 - Present

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

Manhattan Beach, CA

Current

July 14, 2025 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: 7337 E. Doubletree Ranch Rd., Scottsdale, AZ 85258

CRD#: 34815

Scottsdale, AZ

Past

March 7, 2024 - June 27, 2025

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

January 19, 2024 - March 5, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SOUTH PASADENA, CA

Past

January 19, 2024 - March 5, 2024

OSAIC WEALTH, INC.

CRD#: 23131

SOUTH PASADENA, CA

Past

November 3, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

SOUTH PASADENA, CA

Past

November 3, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

SOUTH PASADENA, CA

Past

November 22, 2017 - September 15, 2022

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

COSTA MESA, CA

Past

June 19, 2017 - September 15, 2022

PRINCIPAL SECURITIES, INC.

CRD#: 1137

COSTA MESA, CA

Past

October 2, 2013 - September 10, 2014

LIQUID CAPITAL SECURITIES, LLC

CRD#: 148758

EVANSTON, IL

Past

March 24, 2008 - October 19, 2012

WEDBUSH SECURITIES INC.

CRD#: 877

LOS ANGELES, CA

Past

March 12, 2007 - March 20, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEVERLY HILLS, CA

Past

February 12, 2007 - March 20, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(7/14/2025)

California
(7/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/9/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/27/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 4/3/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/9/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

Phone number

(860) 580-2817

Established

New Jersey since 02/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

116

SEC notice filing (52 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA RETIREMENT ADVISORS, LLC PART 2A BROCHURE (3/12/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA INSTITUTIONAL PLAN SERVICES, LLC	SOLE MEMBER OF APPLICANT
GORDON, REGINA AVERY	CHIEF COMPLIANCE OFFICER	3173644
HULTGREN, KRISTIN HENDERSON	CFO / FINOP	5506534
NICHOLS, JAMES LUTHER IV	MANAGING DIRECTOR	5237805

Regulatory assets under management

Total Number of Accounts	13,160
AUM (Assets Under Management)	$ 30,885,140,490

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan N. Noto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Nicholas Noto's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL PARTNERS, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

LIQUID CAPITAL SECURITIES, LLC

WEDBUSH SECURITIES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

VOYA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2017

Series 66

Date: 10/9/2017

SIE

Date: 10/1/2018

Series 3

Date: 12/27/2013

Series 55

Date: 4/3/2010

Series 7

Date: 2/9/2007

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

VOYA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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