Matthew C. Kirby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Charles Kirby, who also goes by Matthew Kirby, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2008. Matthew had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - September 23, 2020
CAMBRIA CAPITAL, LLC
June 13, 2016 - September 15, 2017
CARDEN CAPITAL LLC
April 24, 2008 - December 31, 2018
SPENCER EDWARDS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/13/2022
General Securities Representative ExaminationSeries 11
Date: 2/6/2007
Assistant Representative-Order Processing Qualification ExamCurrent Firm
CAMBRIA CAPITAL, LLC
CRD#: 133760 / SEC#: 801-112108, 8-66768
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 10,552,928 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
