Richard E. Gruber
Professional summary
Richard Edward Gruber, who also goes by Richard E Gruber, Richard Gruber, is a registered financial professional currently at IFM (US) SECURITIES, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2011. Richard has worked at 2 firms and has passed the Series 3, Series 7, Series 14 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Edward Gruber's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2022 - Present
IFM (US) SECURITIES, LLC
Office #1: 114 West 47th Street 19th Floor, New York, NY 10036November 15, 2011 - August 21, 2012
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
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