KS
Karl W. Suess
QUINCY WELLS ADVISORS
Boston, MA
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CRD#: 5255922
KS
Professional summary
Karl Wolfgang Suess is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Boston, Massachusetts and GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Karl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Karl has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 56 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wolfgang Suess will be a real estate agent with Reva Capital Realty. The address for Reva Capital Realty is 400 Trade Center, Ste 5900 Woburn, MA 01801. Start date April 2019. He plans to spend 0 hours per month during regular trading hours and 0 hours per month outside of trading hours. This is not investment related. Wolfgang Suess will be on the board of Beacon Hill Network; this is an unpaid position in a networking group. The address of Beacon Hill Network is Beacon Hill, MA. Start date July 2022. He plans to spend 8 hours per month during regular trading hours and 0 hours per month outside of trading hours. This is not investment related. Wolfgang Suess will be associated with Capitalize Wealth Management, LLC that will operate a DBA and will also make periodic pre-authorized investments. The address for Capitalize Wealth Management, LLC is 200 West Jackson Blvd, suite 1000, Chicago, IL, 60606. Start date May 2022. He plans to spend 160 hours per month during regular trading hours and 0 hours per month outside of trading hours. This is investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Karl Wolfgang Suess's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2022 - Present
QUINCY WELLS ADVISORS, LLC
RIA
CRD#: 307477
Boston, MA
Current
November 13, 2020 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606BD
CRD#: 114203
Chicago, IL
Past
November 13, 2020 - December 31, 2021
QUINCY WELLS ADVISORS, LLC
RIA
CRD#: 307477
Boston, MA
Past
October 30, 2019 - November 16, 2020
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Boston, MA
Past
October 23, 2019 - November 16, 2020
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Boston, MA
Past
October 14, 2016 - October 15, 2019
ARETE WEALTH ADVISORS, LLC
RIA
CRD#: 145488
CHICAGO, IL
Past
April 18, 2016 - October 15, 2019
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
Chicago, IL
Past
July 24, 2012 - May 31, 2013
RONIN CAPITAL, LLC
BD
CRD#: 118428
CHICAGO, IL
Past
March 25, 2011 - October 6, 2011
303 EQUITY TRADING GROUP II, LLC
BD
CRD#: 147292
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/7/2022)
RR
Alabama(12/7/2023)
RR
Arizona(8/5/2024)
RR
California(6/16/2021)
RR
Colorado(5/18/2021)
RR
Connecticut(7/28/2022)
RR
Delaware(4/9/2021)
RR
Florida(5/27/2021)
RR
Idaho(9/26/2025)
IAR
Illinois(1/7/2022)
RR
Illinois(7/7/2022)
RR
Maine(9/12/2025)
RR
Maryland(12/13/2021)
RR
Massachusetts(11/13/2020)
IAR
Massachusetts(7/11/2022)
RR
Nebraska(12/4/2023)
RR
Nevada(4/18/2022)
RR
New Hampshire(1/12/2021)
RR
New Jersey(1/30/2023)
RR
New York(5/6/2021)
RR
Ohio(2/12/2025)
RR
Oregon(4/7/2023)
RR
Pennsylvania(1/5/2022)
RR
Rhode Island(1/17/2024)
RR
South Carolina(10/18/2021)
RR
Texas(6/23/2021)
RR
Utah(11/21/2024)
RR
Vermont(6/20/2025)
RR
Virginia(5/29/2025)
RR
Washington(3/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 56
Date: 8/24/2011
Proprietary Trader Qualification ExaminationSRO Registrations
RR
FINRA
Current Firm
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
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Contact information
Main Address
200 W. Jackson Blvd. #1000, Chicago, IL 60606
Mailing Address
9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240
Phone number
(312) 356-4875
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 149 |
| AUM (Assets Under Management) | $ 45,094,304 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
