Karl W. Suess

QUINCY WELLS ADVISORS

Boston, MA

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CRD#: 5255922

Professional summary

Karl Wolfgang Suess is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Boston, Massachusetts and QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.

Karl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Karl has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 56 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Wolfgang Suess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2026 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Boston, MA

Current

March 27, 2026 - Present

QUINCY WELLS CAPITAL, LLC

Office #1: 145 South Wells Ste 1301, Chicago, IL 60606

CRD#: 334163

CHICAGO, IL

Past

January 7, 2022 - March 26, 2026

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Boston, MA

Past

November 13, 2020 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Boston, MA

Past

November 13, 2020 - March 26, 2026

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

October 30, 2019 - November 16, 2020

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Boston, MA

Past

October 23, 2019 - November 16, 2020

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Boston, MA

Past

October 14, 2016 - October 15, 2019

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

CHICAGO, IL

Past

April 18, 2016 - October 15, 2019

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

Chicago, IL

Past

July 24, 2012 - May 31, 2013

RONIN CAPITAL, LLC

CRD#: 118428

CHICAGO, IL

Past

March 25, 2011 - October 6, 2011

303 EQUITY TRADING GROUP II, LLC

CRD#: 147292

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/10/2026)

California
(3/27/2026)

Connecticut
(3/27/2026)

Florida
(4/1/2026)

Illinois
(4/3/2026)

Maine
(5/5/2026)

Maryland
(4/1/2026)

Massachusetts
(3/27/2026)

IAR

Massachusetts
(4/29/2026)

New Hampshire
(5/5/2026)

New Jersey
(4/2/2026)

New York
(4/3/2026)

Ohio
(3/27/2026)

Rhode Island
(3/27/2026)

Utah
(4/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2016

General Securities Representative Examination

General Industry/Product Exam

Series 56

Date: 8/24/2011

Proprietary Trader Qualification Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

145 South Wells, Ste 1301, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karl W. Suess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Wolfgang Suess's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUINCY WELLS ADVISORS, LLC

QUINCY WELLS CAPITAL, LLC

QUINCY WELLS ADVISORS, LLC

QUINCY WELLS ADVISORS, LLC

GREAT POINT CAPITAL LLC

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

RONIN CAPITAL, LLC

303 EQUITY TRADING GROUP II, LLC

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2016

Series 56

Date: 8/24/2011

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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