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AG

Andrew W. Gans

ROCKCLIFF CAPITAL
Pittsburgh, PA 15241
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CRD#: 5255849
AG

Professional summary


Andrew William Gans, CFP®, who also goes by Andrew W. Gans, Andrew Gans, is a registered financial advisor currently at ROCKCLIFF CAPITAL, LLC located in Pittsburgh, Pennsylvania.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Andrew has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Andrew W. Gans | Andrew Gans

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Andrew William Gans's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2008

Experience


Current

August 13, 2013 - Present

ROCKCLIFF CAPITAL, LLC

Office #1: 1725 Washington Rd. Ste. 603, Pittsburgh, PA 15241
RIA
CRD#: 168708
Pittsburgh, PA
Past

August 9, 2011 - June 13, 2013

MORGAN STANLEY

RIA
CRD#: 149777
PITTSBURGH, PA
Past

August 9, 2011 - June 13, 2013

MORGAN STANLEY

BD
CRD#: 149777
PITTSBURGH, PA
Past

April 27, 2010 - April 26, 2011

BILL FEW ASSOCIATES, INC.

RIA
CRD#: 133561
SEWICKLEY, PA
Past

February 12, 2007 - April 26, 2011

BILL FEW SECURITIES, INC.

BD
CRD#: 41917
PITTSBURGH, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(8/13/2013)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/9/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 9/16/2011
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


RC
ROCKCLIFF CAPITAL, LLC
ROCKCLIFF CAPITAL, LLC

CRD#: 168708 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (8/13/2013 Approved)
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Contact information


Main Address
1725 Washington Rd. Ste. 603, Pittsburgh, PA 15241
Mailing Address
Phone number
(412) 833-3091
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts191
AUM (Assets Under Management)$ 52,530,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROCKCLIFF CAPITAL, LLC

CRD#: 168708Pittsburgh, PA 15241

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