Celeste W. Haratani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Celeste Wong Haratani, CFA, who also goes by Celeste Shee-mei Wong, Celeste Wong, was a registered financial professional .
Celeste is a previously registered financial professional and started their career in finance in 2007. Celeste had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2017 - December 10, 2019
SCENIC ADVISEMENT
August 14, 2017 - December 10, 2019
SCENIC ADVISEMENT
August 5, 2013 - April 25, 2017
BLACKROCK INVESTMENTS, LLC
February 21, 2007 - August 5, 2013
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SCENIC ADVISEMENT
CRD#: 169716 / SEC#: 801-110830, 8-69383
Contact information
FINRA licenses (17 States and Territories)
Red Flags
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