DB
Darrach M. Bourke
EMERSON EQUITY LLC
San Rafael, CA
Some features on this profile are disabled
CRD#: 5255413
DB
Professional summary
Darrach Michael Bourke, CFA, who also goes by Darrach Bourke, is a registered financial advisor currently at EMERSON EQUITY LLC located in San Rafael, California.
Darrach is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Darrach has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darrach Bourke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: BOURKE INVESTMENT MANAGEMENT, INC.; IS OTHER BUSINESS INVESTMENT RELATED: NO; ADDRESS: 312 Durant Way
Mill Valley, CA 94941 United States; NATURE OF OTHER BUSINESS: DBA FOR TAX PURPOSES; POSITION: CEO; START DATE: 11/2015; APPROXIMATE NUMBER OF HOURS SPENT ON OTHER BUSINESS PER MONTH: ZERO; NUMBER OF HOURS SPENT ON OTHER BUSINESS DURING SECURITIES TRADING HOURS: ZERO; DUTIES: NA
CRS (Client Relationship Summary) - RIA
Click below to view Darrach Michael Bourke's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Darrach Michael Bourke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 8, 2017 - Present
EMERSON EQUITY LLC
RIA
BD
CRD#: 130032
San Rafael, CA
Current
May 12, 2017 - Present
EMERSON EQUITY LLC
RIA
BD
CRD#: 130032
San Rafael, CA
Past
May 13, 2016 - April 3, 2017
EMERSON EQUITY LLC
RIA
CRD#: 130032
Lakspur, CA
Past
May 13, 2016 - April 3, 2017
EMERSON EQUITY LLC
BD
CRD#: 130032
Lakspur, CA
Past
November 25, 2014 - May 16, 2016
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LARKSPUR, CA
Past
November 25, 2014 - May 16, 2016
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LARKSPUR, CA
Past
November 2, 2011 - October 30, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
SAN FRANCISCO, CA
Past
November 1, 2011 - October 30, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
SAN FRANCISCO, CA
Past
May 20, 2009 - November 2, 2011
STONE & YOUNGBERG LLC
RIA
CRD#: 795
SAN FRANCISCO, CA
Past
May 19, 2009 - November 2, 2011
STONE & YOUNGBERG LLC
BD
CRD#: 795
SAN FRANCISCO, CA
Past
June 14, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN FRANCISCO, CA
Past
March 26, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/22/2023)
IAR
California(5/8/2017)
RR
California(5/12/2017)
RR
Florida(8/11/2021)
RR
Michigan(7/26/2021)
RR
Texas(2/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
