Thomas William Carmody | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas William Carmody, who also goes by Tom Carmody, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2007. Thomas had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Tom Carmody

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 8, 2021 - January 11, 2023

ONE WEALTH MAP, LLC

RIA

CRD#: 171750

Canton, MI

Past

October 26, 2015 - October 15, 2021

GLIDE PATH ADVISORS LLC

RIA

CRD#: 147492

NORTHVILLE, MI

Past

January 16, 2015 - August 18, 2015

GLIDE PATH ADVISORS LLC

RIA

CRD#: 147492

NORTHVILLE, MI

Past

November 13, 2009 - December 1, 2009

PNC WEALTH MANAGEMENT LLC

BD

CRD#: 129052

SOUTH LYON, MI

Past

May 12, 2008 - November 13, 2009

NATCITY INVESTMENTS, INC.

BD

CRD#: 17490

SOUTH LYON, MI

Past

April 12, 2007 - April 9, 2008

NYLIFE SECURITIES LLC

BD

CRD#: 5167

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OW

ONE WEALTH MAP, LLC

CRD#: 171750 / SEC#: 801-114697

RIA

Registered Investment Advisory firm - (2/12/2019 Approved)

Texas

Registered Investment Advisory firm - (4/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 5/18/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 6

Date: 4/11/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OW

ONE WEALTH MAP, LLC

CRD#: 171750 / SEC#: 801-114697

RIA

Registered Investment Advisory firm - (2/12/2019 Approved)

Texas

Registered Investment Advisory firm - (4/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1980 Festival Plaza Drive Suite 300, Las Vegas, NV 89135

Mailing Address

Phone number

(702) 470-2660

Established

Firm type

Fiscal year end

# of Employees

10

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JANUARY 2025 (1/6/2025)

Regulatory assets under management

Total Number of Accounts	1,314
AUM (Assets Under Management)	$ 1,101,210,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas W. Carmody

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLIDE PATH ADVISORS LLC

GLIDE PATH ADVISORS LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ONE WEALTH MAP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2015

Series 63

Date: 5/18/2007

Series 6

Date: 4/11/2007

Current Firm

ONE WEALTH MAP, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONE WEALTH MAP, LLC

TRUST BUT VERIFY

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