Steven G. Crutchfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Gregory Crutchfield, who also goes by Steven Crutchfield, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2006. Steven had worked at 3 firms and has passed the Series 99TO, SIE, Series 57, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2016 - March 19, 2026
CTC, LLC
August 25, 2010 - April 15, 2016
ARCHIPELAGO SECURITIES L.L.C.
November 30, 2006 - December 31, 2009
MATLOCK CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/6/2026
Operations Professional ExaminationCurrent Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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