Tony A. Soble
Professional summary
Tony Alan Soble is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Portland, Oregon and STANCORP EQUITIES, INC. located in Portland, Oregon.
Tony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Tony has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tony Alan Soble's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
STANCORP INVESTMENT ADVISERS, INC.
Office #1: 1100 Sw Sixth Avenue, Portland, OR 97204January 3, 2023 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204September 19, 2022 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
September 19, 2022 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
May 1, 2017 - August 5, 2022
ONEAMERICA SECURITIES, INC.
May 1, 2017 - August 5, 2022
ONEAMERICA SECURITIES, INC.
January 17, 2014 - March 23, 2017
PRINCIPAL SECURITIES, INC.
December 14, 2006 - March 23, 2017
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(8/17/2023)
(8/17/2023)
(8/17/2023)
(8/17/2023)
(1/3/2023)
(8/21/2023)
(8/17/2023)
(8/17/2023)
(1/3/2023)
(8/17/2023)
(1/3/2023)
(1/3/2023)
(8/17/2023)
Exams
FINRA
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
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