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Ian Matthew Hobson

NWT ADVISORS
DUVALL, WA
·CRD# 5254322·19 years experience

Professional Summary

Ian Matthew Hobson, who also goes by Ian Hobson, is a registered financial advisor currently at NWT ADVISORS, LLC located in Duvall, Washington. Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ian has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ian Hobson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

NWT ADVISORS, LLC·CRD# 151192
RIA
15315 1st Ave Ne Ste 205b, Duvall, WA 98019
September 21, 2009 - Present
NWT FINANCIAL GROUP, LLC·CRD# 140145
BD
Issaquah, WA
July 1, 2009 - December 31, 2010
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Anchorage, AK
December 4, 2007 - December 5, 2008
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Anchorage, AK
April 30, 2007 - December 5, 2008

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Current Firm

NA
NWT ADVISORS, LLC

NWT ADVISORS | NWT FINANCIAL ADVISORS, LLC | NWT ADVISORS, LLC

CRD#: 151192
Washington
Registered Investment Advisory firm - Washington (9/16/2009 Approved)

Contact Information

Main Address

15315 1st Ave Ne Ste 205b, Duvall, WA 98019

Mailing Address

Po Box 1581, Duvall, WA 98019

Phone Number

(425) 786-2350

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

86

AUM (Assets Under Management)

$18,356,822

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance producer-markets, sells, and services life insurance and annuity products through insurance carriers/agencies. Compensation is commission/trails from carriers; does not provide investment advisory services under this activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(9/21/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2007About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ian Matthew Hobson's CRS (Customer Relationship Summary).

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