Ian M. Hobson

NWT ADVISORS

Duvall, WA 98019

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CRD#: 5254322

Professional summary

Ian Matthew Hobson, who also goes by Ian Hobson, is a registered financial advisor currently at NWT ADVISORS, LLC located in Duvall, Washington.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ian has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian Hobson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Matthew Hobson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2009 - Present

NWT ADVISORS, LLC

Office #1: 15315 1st Ave Ne Ste 205b, Duvall, WA 98019

RIA

CRD#: 151192

Duvall, WA

Past

July 1, 2009 - December 31, 2010

NWT FINANCIAL GROUP, LLC

CRD#: 140145

ISSAQUAH, WA

Past

December 4, 2007 - December 5, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ANCHORAGE, AK

Past

April 30, 2007 - December 5, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ANCHORAGE, AK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/21/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/27/2007

General Securities Representative Examination

Current Firm

NWT ADVISORS, LLC

NWT ADVISORS | NWT FINANCIAL ADVISORS, LLC | NWT ADVISORS, LLC

CRD#: 151192 / SEC#:

Washington

Registered Investment Advisory firm - (9/16/2009 Approved)

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Contact information

Main Address

15315 1st Ave Ne Ste 205b, Duvall, WA 98019

Mailing Address

Po Box 1581, Duvall, WA 98019

Phone number

(425) 786-2350

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 15,380,947

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ian M. Hobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Matthew Hobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

NWT ADVISORS, LLC

NWT FINANCIAL GROUP, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2007

Series 63

Date: 6/1/2007

Series 7

Date: 4/27/2007

Current Firm

NWT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NWT ADVISORS, LLC

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