David J. Melilli

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CRD#: 5254172

Professional summary

David John Melilli was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

David is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, David had worked at 9 firms, which includes CAPSTONE FINANCIAL LLC, CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC., CAMBRIDGE INVESTMENT RESEARCH INC., LPL FINANCIAL LLC, OSAIC SERVICES INC., CAPSTONE FINANCIAL, JANNEY MONTGOMERY SCOTT LLC, MORGAN STANLEY & CO. LLC, OSAIC FA INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 25, 2021 - December 31, 2021

CAPSTONE FINANCIAL LLC

RIA

CRD#: 308007

MOORESTOWN, NJ

Past

July 16, 2020 - December 31, 2020

CAPSTONE FINANCIAL LLC

RIA

CRD#: 308007

Moorestown, NJ

Past

October 9, 2019 - February 4, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Moorestown, NJ

Past

September 16, 2019 - February 4, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Moorestown, NJ

Past

July 12, 2018 - July 31, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOORESTOWN, NJ

Past

July 11, 2018 - July 31, 2018

LPL FINANCIAL LLC

CRD#: 6413

MOORESTOWN, NJ

Past

January 27, 2010 - August 21, 2019

OSAIC SERVICES, INC.

RIA

CRD#: 133763

MOORESTOWN, NJ

Past

January 25, 2010 - August 21, 2019

OSAIC SERVICES, INC.

CRD#: 133763

MOORESTOWN, NJ

Past

January 20, 2010 - January 20, 2010

OSAIC SERVICES, INC.

RIA

CRD#: 133763

MOORESTOWN, NJ

Past

May 18, 2009 - March 25, 2010

CAPSTONE FINANCIAL

RIA

CRD#: 150331

MOORESTOWN, NJ

Past

March 27, 2008 - December 16, 2008

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

PHILADELPHIA, PA

Past

March 27, 2008 - December 16, 2008

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

June 4, 2007 - December 11, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

VOORHEES, NJ

Past

June 4, 2007 - December 11, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

VOORHEES, NJ

Past

March 9, 2007 - April 30, 2007

OSAIC FA, INC.

RIA

CRD#: 3978

CHERRY HILL, NJ

Past

December 1, 2006 - April 30, 2007

OSAIC FA, INC.

CRD#: 3978

CHERRY HILL, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/26/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/30/2006

General Securities Representative Examination

Current Firm

CAPSTONE FINANCIAL LLC

CAPSTONE FINANCIAL | CAPSTONE FINANCIAL LLC

CRD#: 308007 / SEC#:

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Contact information

Main Address

250 West Main Street Suite 201, Moorestown, NJ 08057

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Melilli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPSTONE FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

CAPSTONE FINANCIAL

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

OSAIC FA, INC.

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2007

SIE

Date: 10/1/2018

Series 31

Date: 6/26/2007

Series 7

Date: 11/30/2006

Current Firm

CAPSTONE FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

CAPSTONE FINANCIAL LLC

TRUST BUT VERIFY

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