DM
David R. Mcginley
WESBANCO SECURITIES
Zelienople, PA 16063
Some features on this profile are disabled
CRD#: 5253632
DM
Professional summary
David Robert Mcginley, who also goes by Dave Mcginley, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Zelienople, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Mcginley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WESBANCO TRUST & INVESTMENT SERVICES THAN 5 HOURS PER MONTH, SOLICITING TRUST SERVICES TO CLIENTS. WESBANCO SECURITIES, INC. INSURANCE PRODUCTS, SOLICITING LIFE INSURANCE AND FIXED ANNUITIES TO CLIENTS. 30% ALLOCATION OF TIME.
CRS (Client Relationship Summary) - RIA
Click below to view David Robert Mcginley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Robert Mcginley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2015 - Present
WESBANCO SECURITIES, INC.
Office #1: 251 S Main St, Zelienople, PA 16063Office #2: 701 Corporation Street, Beaver, PA 15010Office #3: 2731 Ellwood Rd, New Castle, PA 16101Office #4: 3360 Wilmington Rd., New Castle, PA 16105RIA
BD
CRD#: 43276
Zelienople, PA
Current
July 3, 2015 - Present
WESBANCO SECURITIES, INC.
Office #1: 251 S Main St, Zelienople, PA 16063Office #2: 701 Corporation Street, Beaver, PA 15010Office #3: 2731 Ellwood Rd, New Castle, PA 16101Office #4: 3360 Wilmington Rd., New Castle, PA 16105RIA
BD
CRD#: 43276
Zelienople, PA
Past
November 1, 2010 - July 6, 2015
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
AMBRIDGE, PA
Past
November 1, 2010 - July 6, 2015
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
AMBRIDGE, PA
Past
June 7, 2010 - October 19, 2010
ESSEX NATIONAL SECURITIES, LLC
RIA
CRD#: 25454
PITTSBURGH, PA
Past
May 28, 2010 - October 19, 2010
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
PITTSBURGH, PA
Past
May 26, 2010 - June 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
HOMESTEAD, PA
Past
October 9, 2009 - June 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
HOMESTEAD, PA
Past
September 4, 2009 - September 22, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Past
September 3, 2007 - September 8, 2009
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/6/2019)
RR
Florida(8/23/2022)
RR
Kentucky(9/20/2019)
IAR
Kentucky(9/24/2019)
RR
North Carolina(5/11/2020)
RR
Ohio(9/14/2015)
IAR
Ohio(10/21/2015)
RR
Pennsylvania(7/3/2015)
IAR
Pennsylvania(7/3/2015)
RR
South Carolina(1/22/2025)
RR
Texas(6/29/2021)
IAR
Texas(6/29/2021)
RR
Virginia(2/28/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
