PP
Patricia A. Pottle
COSTON AND MCISAAC INVESTMENT ADVISERS
Bar Harbor, ME 04609
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CRD#: 5253399
PP
Professional summary
Patricia A. Pottle, who also goes by Tricia A. Pottle, is a registered financial advisor currently at COSTON AND MCISAAC INVESTMENT ADVISERS, LLC located in Bar Harbor, Maine and COSTON, MCISAAC & SHEA FINANCIAL ADVISORS located in Bar Harbor, Maine.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Patricia has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tricia A. Pottle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MS. POTTLE CURRENTLY PROVIDES SERVICES AS A CERTIFIED PUBLIC ACCOUNTANT FOR COSTON & MCISAAC, CPA'S, AN ACCOUNTING FIRM BASED IN BAR HARBOR, MAINE WHERE SHE IS A 12.5 % OWNER. WHEN HER ACCOUNTING CLIENTS ARE INTERESTED IN HAVING ASSETS MANAGED BY A LICENSED INVESTMENT ADVISER, MS. POTTLE MAY REFER THE CLIENTS TO COSTON AND MCISAAC INVESTMENT ADVISERS, LLC WITH WHICH COSTON AND MCISAAC INVESTMENT ADVISERS, LLC HAS A REFERRAL RELATIONSHIP.COSTON AND MCISAAC INVESTMENT ADVISERS, LLC IS LOCATED AT 38 RODICK STREET, SUITE A BAR HARBOR MAINE 04609 MS. POTTLE RECEIVES COMPENSATION FROM COSTON AND MCISAAC INVESTMENT ADVISERS, LLC FOR THE REFERRAL TO THE UNAFFILIATED ADVISERS TO WHICH SHE REFERS. MS. POTTLE IS ALSO EMPLOYEE OF COSTON, MCISAAC, AND PARTNERS, INC A SEPARATE AND DISTINCT INVESTMENT COMPANY LOCATED AT 38 RODICK STREET, SUITE B BAR HARBOR, MAINE 04609. SHE DEVOTES HER FULL TIME TO THE THREE ENTITIES AND ALLOCATES HER TIME BETWEEN THE TWO BASED ON THE NEEDS OF HER CLIENTS FROM TIME TO TIME. .
CRS (Client Relationship Summary) - RIA
Click below to view Patricia A. Pottle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2007 - Present
COSTON AND MCISAAC INVESTMENT ADVISERS, LLC
Office #1: 38 Rodick Street, Suite B, Bar Harbor, ME 04609Office #2: 38 Rodick Street Suite A, Bar Harbor, ME 04609RIA
CRD#: 109730
Bar Harbor, ME
Current
August 21, 2015 - Present
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
Office #1: 38 Rodick Street-suite B, Bar Harbor, ME 04609-1806RIA
CRD#: 194515
BAR HARBOR, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.
CRD#: 194515 / SEC#: 801-96330
RIA
Registered Investment Advisory firm - (5/26/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(1/31/2007)
Current Firm
CM
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.
CRD#: 194515 / SEC#: 801-96330
RIA
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Contact information
Main Address
38 Rodick Street-suite B, Bar Harbor, ME 04609-1806
Mailing Address
Phone number
(207) 288-4747
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,513 |
| AUM (Assets Under Management) | $ 405,676,340 |
Red Flags
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