Kris D. Hinckley
Professional summary
Kris Donald Hinckley, who also goes by Hinckley Donald Kris, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Addison, Texas.
Kris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kris has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kris Donald Hinckley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kris Donald Hinckley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3939 Belt Line Rd Ste 310, Addison, TX 75001June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3939 Belt Line Rd Ste 310, Addison, TX 75001August 7, 2017 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
August 7, 2017 - June 14, 2024
SECURITIES AMERICA, INC.
April 18, 2016 - March 31, 2017
KESTRA ADVISORY SERVICES, LLC
March 26, 2008 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
March 26, 2008 - March 31, 2017
KESTRA INVESTMENT SERVICES, LLC
January 23, 2007 - April 18, 2008
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2024)
(6/14/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
