Mazal Yehezkely
Professional summary
Mazal Yehezkely, who also goes by Mazal Ashkenazi, is a registered financial professional currently at SAFRA SECURITIES LLC located in Aventura, Florida.
Mazal is registered as a RR (Registered Representative) and started their career in finance in 2007. Mazal has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mazal Yehezkely's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2026 - Present
SAFRA SECURITIES LLC
Office #1: 21500 Biscayne Boulevard - Suite #503, Aventura, FL 33180March 2, 2020 - January 23, 2026
IDB CAPITAL CORP.
June 26, 2007 - October 30, 2015
VALLEY FINANCIAL MANAGEMENT, INC.
February 26, 2007 - October 30, 2015
VALLEY FINANCIAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2026)
(2/11/2026)
Exams
Series 7TO
Date: 2/25/2020
General Securities Representative ExaminationFINRA
Current Firm
SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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