Fanny C. Schneider Lora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fanny C Schneider Lora, who also goes by Fanny C. Schneider, Lora Fanny C Schneider, was a registered financial professional .
Fanny is a previously registered financial professional and started their career in finance in 2007. Fanny had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2022 - August 2, 2024
GAMMA SECURITIES, LLC
May 24, 2021 - August 2, 2024
GAMMA ASSET MANAGEMENT LLC
March 15, 2012 - December 9, 2015
J.P. MORGAN SECURITIES LLC
November 14, 2007 - September 15, 2010
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/12/2021
General Securities Representative ExaminationCurrent Firm
GAMMA SECURITIES, LLC
CRD#: 298341 / SEC#: , 8-70195
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
