AC
Adam R. Cader
SYNOVUS SECURITIES
COLUMBUS, GA 31901
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CRD#: 5252684
AC
Professional summary
Adam Reza Cader, who also goes by Adam Cader, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Columbus, Georgia.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Cader
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COASTAL EMPIRE DISASTER RELIEF COMMITTEE | START 02/14/2022 | P.O. BOX 1133 POOLER, GA 31322 | NOT FOR PROFIT PROVIDING GUIDANCE FOR THOSE AFFECTED BY DISASTER | TREASURER | 5-10 HRS/MO DURING TRADING HOURS | NOT INVESTMENT RELATED | NO COMPENSATION | I WILL BE RESPONSIBLE FOR THE ACCOUNTS. I WILL HELP WITH THE MANAGEMENT AND AUDITING OF THE ACCOUNTS THROUGHOUT THE YEAR.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Reza Cader's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam Reza Cader's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2020 - Present
SYNOVUS SECURITIES, INC.
Office #1: 33 W 14th Street 3rd Floor, Columbus, GA 31901RIA
BD
CRD#: 14023
COLUMBUS, GA
Current
September 17, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 33 W 14th Street 3rd Floor, Columbus, GA 31901RIA
BD
CRD#: 14023
COLUMBUS, GA
Past
June 27, 2017 - September 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAINT SIMONS ISLAND, GA
Past
October 4, 2007 - September 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HINESVILLE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2023)
IAR
Alabama(1/19/2023)
RR
Alaska(1/26/2023)
RR
Arizona(1/30/2023)
RR
Arkansas(1/31/2023)
RR
California(1/19/2023)
IAR
California(5/23/2024)
IAR
Colorado(1/19/2023)
RR
Colorado(1/20/2023)
RR
Connecticut(1/19/2023)
IAR
Connecticut(1/19/2023)
RR
Delaware(1/30/2023)
RR
District of Columbia(1/23/2023)
RR
Florida(12/6/2021)
IAR
Florida(12/6/2021)
RR
Georgia(9/17/2019)
IAR
Georgia(11/25/2020)
RR
Hawaii(1/20/2023)
RR
Idaho(1/19/2023)
IAR
Illinois(1/20/2023)
RR
Illinois(2/1/2023)
RR
Indiana(1/19/2023)
IAR
Indiana(5/30/2023)
RR
Iowa(1/19/2023)
RR
Kansas(1/19/2023)
IAR
Kansas(1/19/2023)
RR
Kentucky(1/20/2023)
IAR
Kentucky(1/20/2023)
RR
Louisiana(1/23/2023)
IAR
Louisiana(1/23/2023)
RR
Maine(1/20/2023)
RR
Maryland(1/19/2023)
IAR
Maryland(1/8/2024)
RR
Massachusetts(1/25/2023)
IAR
Massachusetts(2/27/2023)
RR
Michigan(1/23/2023)
RR
Minnesota(1/20/2023)
IAR
Minnesota(1/20/2023)
RR
Mississippi(1/20/2023)
IAR
Mississippi(1/20/2023)
RR
Missouri(1/19/2023)
RR
Montana(1/19/2023)
IAR
Montana(1/19/2023)
RR
Nebraska(1/19/2023)
RR
Nevada(2/1/2023)
RR
New Hampshire(1/25/2023)
RR
New Jersey(1/19/2023)
IAR
New Jersey(9/9/2024)
RR
New Mexico(1/20/2023)
RR
New York(1/19/2023)
RR
North Carolina(1/20/2023)
IAR
North Carolina(1/30/2023)
RR
North Dakota(1/23/2023)
IAR
North Dakota(1/24/2023)
RR
Ohio(1/20/2023)
RR
Oklahoma(1/24/2023)
RR
Oregon(1/20/2023)
RR
Pennsylvania(1/20/2023)
RR
Puerto Rico(2/3/2023)
RR
Rhode Island(1/20/2023)
IAR
Rhode Island(1/20/2023)
RR
South Carolina(10/25/2022)
IAR
South Carolina(1/24/2023)
RR
South Dakota(1/19/2023)
RR
Tennessee(1/20/2023)
RR
Texas(1/19/2023)
IAR
Texas(1/24/2023)
RR
Utah(1/19/2023)
RR
Vermont(1/24/2023)
RR
Virgin Islands(1/23/2023)
RR
Virginia(1/21/2023)
IAR
Virginia(1/21/2023)
RR
Washington(1/19/2023)
IAR
Washington(1/19/2023)
RR
West Virginia(1/26/2023)
RR
Wisconsin(1/19/2023)
RR
Wyoming(1/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/19/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023Columbus, GA 31901TRUST BUT VERIFY
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