Scott A. Mattson
Professional summary
Scott A. Mattson SR, who also goes by Scott A. Mattson, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2007. Scott has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott A. Mattson SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2023 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 489 Fifth Avenue 23rd Floor, New York, NY 10017Office #2: 101 Federal Street Suite 1900, Boston, MA 02110March 1, 2011 - July 12, 2023
WILLIAM BLAIR
March 28, 2007 - March 15, 2011
CANACCORD GENUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2024)
(10/11/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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