Joshua S. Lev
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Seth Lev, who also goes by Joshua Seth Lew, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2007. Joshua had worked at 4 firms and has passed the Series 63, Series 79, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2012 - February 26, 2014
AMERICAN CAPITAL PARTNERS, LLC
January 26, 2012 - June 27, 2012
BRADLEY WOODS & CO. LTD.
August 23, 2011 - January 31, 2012
SANDGRAIN SECURITIES LLC
July 16, 2007 - July 6, 2011
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
