David J. Johnson

RIGHT PATH FINANCIAL LLC

Spring Lake Park, MN 55432

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CRD#: 5251988

Professional summary

David John Johnson, CFP®, who also goes by David Johnson, is a registered financial advisor currently at RIGHT PATH FINANCIAL LLC located in Spring Lake Park, Minnesota.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DAVID JOHNSON, SOLE PROPRIETOR; INVT REL; 8026 WASHINGTON ST NE, SPRING LAKE PARK, MN 55432; INSURANCE; AGENT; START 01/2015; 1 HRS/MO; 1 HRS/MO DURING TRADING; FIXED INSURANCE SALES. 2) CASE CENTRAL; INVT REL; 4105 LEXINGTON AVE N, ARDEN HILLS MN 55126; FINANCIAL PLANNING; DIRECTOR OF CASE CENTRAL; START 03/2012; 160 HRS/MO; 160 HRS/MO DURING TRADING; FINANCIAL PLAN CREATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 14, 2021 - Present

RIGHT PATH FINANCIAL LLC

Office #1: 8026 Washington St Ne, Spring Lake Park, MN 55432

RIA

CRD#: 310268

Spring Lake Park, MN

Past

July 1, 2014 - February 1, 2021

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ARDEN HILLS, MN

Past

November 25, 2013 - July 7, 2014

GRADIENT WEALTH MANAGEMENT, LLC

RIA

CRD#: 169369

ARDEN HILLS, MN

Past

March 26, 2013 - November 11, 2013

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ARDEN HILLS, MN

Past

March 21, 2013 - November 11, 2013

GRADIENT SECURITIES, LLC

CRD#: 127701

ARDEN HILLS, MN

Past

February 1, 2012 - March 28, 2012

QUESTAR CAPITAL CORPORATION

CRD#: 43100

ST LOUIS PARK, MN

Past

January 19, 2010 - February 14, 2012

PRUCO SECURITIES, LLC.

CRD#: 5685

ST. LOUIS PARK, MN

Past

September 16, 2008 - August 4, 2009

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

GLASTONBURY, CT

Past

March 4, 2008 - September 11, 2008

GLOBAL PORTFOLIO STRATEGIES, INC.

RIA

CRD#: 105812

HARTFORD, CT

Past

March 4, 2008 - September 11, 2008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

HARTFORD, CT

Past

January 17, 2007 - January 25, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MERIDEN, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/12/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RIGHT PATH FINANCIAL LLC

CRD#: 310268 / SEC#:

Minnesota

Registered Investment Advisory firm - (1/14/2021 Approved)

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Contact information

Main Address

Spring Lake Park, MN

Mailing Address

Phone number

(763) 258-9656

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 4,771,955

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT ADVISORS, LLC

GRADIENT WEALTH MANAGEMENT, LLC

GRADIENT ADVISORS, LLC

GRADIENT SECURITIES, LLC

QUESTAR CAPITAL CORPORATION

PRUCO SECURITIES, LLC.

COMMONWEALTH FINANCIAL NETWORK

GLOBAL PORTFOLIO STRATEGIES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2008

Series 63

Date: 1/18/2007

Series 7

Date: 3/12/2008

Series 6

Date: 1/16/2007

Current Firm

RIGHT PATH FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIGHT PATH FINANCIAL LLC

TRUST BUT VERIFY

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