Michael C. Lombardi

SHOREHAVEN WEALTH PARTNERS

Red Bank, NJ 07701

Some features on this profile are disabled

CRD#: 5251877

Professional summary

Michael Christopher Lombardi, CFP®, who also goes by Michael C Lombardi, Michael Lombardi, is a registered financial advisor currently at SHOREHAVEN WEALTH PARTNERS, LLC located in Red Bank, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael C Lombardi | Michael Lombardi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1/2023 Independent Licensed insurance Agent; Investment Related; New Jersey; Accident & Health or sickness/Life/Variable Life & Variable Annuity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Lombardi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

July 23, 2020 - Present

SHOREHAVEN WEALTH PARTNERS, LLC

Office #1: 188 East Bergen Place Suite 202, Red Bank, NJ 07701

RIA

CRD#: 308026

Red Bank, NJ

Past

July 18, 2020 - August 2, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Red Bank, NJ

Past

April 19, 2012 - July 23, 2020

MORGAN STANLEY

RIA

CRD#: 149777

RED BANK, NJ

Past

April 19, 2012 - July 23, 2020

MORGAN STANLEY

CRD#: 149777

RED BANK, NJ

Past

December 1, 2011 - April 11, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTFIELD, NJ

Past

December 1, 2011 - April 11, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WESTFIELD, NJ

Past

January 29, 2008 - December 2, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SUMMIT, NJ

Past

December 12, 2006 - December 2, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SUMMIT, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHOREHAVEN WEALTH PARTNERS, LLC

POMONA ADVISORS, LLC | SHOREHAVEN WEALTH PARTNERS, LLC

CRD#: 308026 / SEC#: 801-119024

RIA

Registered Investment Advisory firm - (7/10/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/23/2020)

IAR

Texas
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2006

General Securities Representative Examination

Current Firm

SHOREHAVEN WEALTH PARTNERS, LLC

POMONA ADVISORS, LLC | SHOREHAVEN WEALTH PARTNERS, LLC

CRD#: 308026 / SEC#: 801-119024

RIA

Registered Investment Advisory firm - (7/10/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

188 East Bergen Place Suite 202, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 447-9301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE FOR SHOREHAVEN WEALTH PARTNERS, LLC (9/12/2025)

Regulatory assets under management

Total Number of Accounts	1,262
AUM (Assets Under Management)	$ 445,317,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

Stephen Stewart

CHELSEA ADVISORY SERVICES, INC

IAR

South Ozone Park, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael C. Lombardi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Lombardi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SHOREHAVEN WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2008

Series 63

Date: 5/10/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2006

Current Firm

SHOREHAVEN WEALTH PARTNERS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHOREHAVEN WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors